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November 20, 2023

Understanding and Mitigating Sectop RAT

Understand the risks posed by the Sectop remote access Trojan and how Darktrace implements strategies to enhance cybersecurity defenses.
Inside the SOC
Darktrace cyber analysts are world-class experts in threat intelligence, threat hunting and incident response, and provide 24/7 SOC support to thousands of Darktrace customers around the globe. Inside the SOC is exclusively authored by these experts, providing analysis of cyber incidents and threat trends, based on real-world experience in the field.
Written by
Justin Torres
Cyber Analyst
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20
Nov 2023

Introduction

As malicious actors across the threat landscape continue to look for new ways to gain unauthorized access to target networks, it is unsurprising to see Remote Access Trojans (RATs) leveraged more and more. These RATs are downloaded discretely without the target’s knowledge, typically through seemingly legitimate software downloads, and are designed to gain highly privileged network credentials, ultimately allowing attackers to have remote control over compromised devices. [1]

SectopRAT is one pertinent example of a RAT known to adopt a number of stealth functions in order to gather and exfiltrate sensitive data from its targets including passwords, cookies, autofill and history data stores in browsers, as well as cryptocurrency wallet details and system hardware information. [2]

In early 2023, Darktrace identified a resurgence of the SectopRAT across customer environments, primarily targeting educational industries located in the United States (US), Europe, the Middle East and Africa (EMEA) and Asia-Pacific (APAC) regions. Darktrace DETECT™ was able to successfully identify suspicious activity related to SectopRAT at the network level, as well as any indicators of post-compromise on customer environments that did not have Darktrace RESPOND™ in place to take autonomous preventative action.

What is SectopRAT?

First discovered in early 2019, the SectopRAT is a .NET RAT that contains information stealing capabilities. It is also known under the alias ‘ArechClient2’, and is commonly distributed through drive-by downloads of illegitimate software and utilizes malvertising, including via Google Ads, to increase the chances of it being downloaded.

The malware’s code was updated at the beginning of 2021, which led to refined and newly implemented features, including command and control (C2) communication encryption with Advanced Encryption Stanard 256 (AES256) and additional commands. SectopRAT also has a function called "BrowserLogging", ultimately sending any actions it conducts on web browsers to its C2 infrastructure. When the RAT is executed, it then connects to a Pastebin associated hostname to retrieve C2 information; the requested file reaches out to get the public IP address of the infected device. To receive commands, it connects to its C2 server primarily on port 15647, although other ports have been highlighted by open source intelligence (OSINT), which include 15678, 15649, 228 and 80. Ultimately, sensitive data data gathered from target networks is then exfiltrated to the attacker’s C2 infrastructure, typically in a JSON file [3].

Darktrace Coverage

During autonomous investigations into affected customer networks, Darktrace DETECT was able to identify SSL connections to the endpoint pastebin[.]com over port 443, followed by failed connections to one of the IPs and ports (i.e., 15647, 15648, 15649) associated with SectopRAT. This resulted in the devices breaching the ‘Compliance/Pastebin and Anomalous Connection/Multiple Failed Connections to Rare Endpoint’ models, respectively.

In some instances, Darktrace observed a higher number of attempted connections that resulted in the additional breach of the model ‘Compromise / Large Number of Suspicious Failed Connections’.

Over a period of three months, Darktrace investigated multiple instances of SectopRAT infections across multiple clients, highlighting indicators of compromise (IoCs) through related endpoints.Looking specififically at one customer’s activity which centred on January 25, 2023, one device was observed initially making suspicious connections to a Pastebin endpoint, 104.20.67[.]143, likely in an attempt to receive C2 information.

Darktrace DETECT recognized this activity as suspicious, causing the 'Compliance / Pastebin' DETECT models to breach. In response to this detection, Darktrace RESPOND took swift action against the Pastebin connections by blocking them and preventing the device from carrying out further connections with Pastebin endpoints. Darktrace RESPOND actions related to blocking Pastebin connections were commonly observed on this device throughout the course of the attack and likely represented threat actors attempting to exfiltrate sensitive data outside the network.

Darktrace UI image
Figure 1: Model breach event log highlighting the Darktrace DETECT model breach ‘Compliance / Pastebin’.

Around the same time, Darktrace observed the device making a large number of failed connections to an unusual exernal location in the Netherlands, 5.75.147[.]135, via port 15647. Darktrace recognized that this endpoint had never previously been observed on the customer’s network and that the frequency of the failed connections could be indicative of beaconing activity. Subsequent investigation into the endpoint using OSINT indicated it had links to malware, though Darktrace’s successful detection did not need to rely on this intelligence.

Darktrace model breach event log
Figure 2: Model breach event log highlighting the multiple failed connectiosn to the suspicious IP address, 5.75.147[.]135 on January 25, 2023, causing the Darktrace DETECT model ‘Anomalous Connection / Multiple Failed Connections to Rare Endpoint’ to breach.

After these initial set of breaches on January 25, the same device was observed engaging in further external connectivity roughly a month later on February 27, including additional failed connections to the IP 167.235.134[.]14 over port 15647. Once more, multiple OSINT sources revealed that this endpoint was indeed a malicious C2 endpoint.

Darktrace model breach event log 2
Figure 3: Model breach event log highlighting the multiple failed connectiosn to the suspicious IP address, 167.235.134[.]14 on February 27, 2023, causing the Darktrace DETECT model ‘Anomalous Connection / Multiple Failed Connections to Rare Endpoint’ to breach.

While the initial Darktrace coverage up to this point has highlighted the attempted C2 communication and how DETECT was able to alert on the suspicious activity, Pastebin activity was commonly observed throughout the course of this attack. As a result, when enabled in autonomous response mode, Darktrace RESPOND was able to take swift mitigative action by blocking all connections to Pastebin associated hostnames and IP addresses. These interventions by RESPOND ultimately prevented malicious actors from stealing sensitive data from Darktrace customers.

Darktrace RESPOND action list
Figure 4: A total of nine Darktrace RESPOND actions were applied against suspicious Pastebin activity during the course of the attack.

In another similar case investigated by the Darktrace, multiple devices were observed engaging in external connectivity to another malicious endpoint,  88.218.170[.]169 (AS207651 Hosting technology LTD) on port 15647.  On April 17, 2023, at 22:35:24 UTC, the breach device started making connections; of the 34 attempts, one connection was successful – this connection lasted 8 minutes and 49 seconds. Darktrace DETECT’s Self-Learning AI understood that these connections represented a deviation from the device’s usual pattern of behavior and alerted on the activity with the ‘Multiple Connections to new External TCP Port’ model.

Darktrace model breach event log
Figure 5: Model breach event log highlighting the affected device successfully connecting to the suspicious endpoint, 88.218.170[.]169.
Darktrace advanced search query
Figure 6: Advanced Search query highlighting the one successful connection to the endpoint 88.218.170[.]169 out of the 34 attempted connections.

A few days later, on April 20, 2023, at 12:33:59 (UTC) the source device connected to a Pastebin endpoint, 172.67.34[.]170 on port 443 using the SSL protocol, that had never previously be seen on the network. According to Advanced Search data, the first SSL connection lasted over two hours. In total, the device made 9 connections to pastebin[.]com and downloaded 85 KB of data from it.

Darktrace UI highlighting connections
Figure 7: Screenshot of the Darktrace UI highlighting the affected device making multiple connections to Pastebin and downloading 85 KB of data.

Within the same minute, Darktrace detected the device beginning to make a large number of failed connections to another suspicious endpoints, 34.107.84[.]7 (AS396982 GOOGLE-CLOUD-PLATFORM) via port 15647. In total the affected device was observed initiating 1,021 connections to this malicious endpoint, all occurring over the same port and resulting the failed attempts.

Darktrace advanced search query 2
Figure 8: Advanced Search query highlighting the affected device making over one thousand connections to the suspicious endpoint 34.107.84[.]7, all of which failed.

Conclusion

Ultimately, thanks to its Self-Learning AI and anomaly-based approach to threat detection, Darktrace was able to preemptively identify any suspicious activity relating to SectopRAT at the network level, as well as post-compromise activity, and bring it to the immediate attention of customer security teams.

In addition to the successful and timely detection of SectopRAT activity, when enabled in autonomous response mode Darktrace RESPOND was able to shut down suspicious connections to endpoints used by threat actors as malicious infrastructure, thus preventing successful C2 communication and potential data exfiltration.

In the face of a Remote Access Trojan, like SectopRAT, designed to steal sensitive corporate and personal information, the Darktrace suite of products is uniquely placed to offer organizations full visibility over any emerging activity on their networks and respond to it without latency, safeguarding their digital estate whilst causing minimal disruption to business operations.

Credit to Justin Torres, Cyber Analyst, Brianna Leddy, Director of Analysis

Appendices

Darktrace Model Detection:

  • Compliance / Pastebin
  • Anomalous Connection / Multiple Failed Connections to Rare Endpoint
  • Compromise / Large Number of Suspicious Failed Connections
  • Anomalous Connection / Multiple Connections to New External TCP Port

List of IoCs

IoC - Type - Description + Confidence

5.75.147[.]135 - IP - SectopRAT C2 Endpoint

5.75.149[.]1 - IP - SectopRAT C2 Endpoint

34.27.150[.]38 - IP - SectopRAT C2 Endpoint

34.89.247[.]212 - IP - SectopRAT C2 Endpoint

34.107.84[.]7 - IP - SectopRAT C2 Endpoint

34.141.16[.]89 - IP - SectopRAT C2 Endpoint

34.159.180[.]55 - IP - SectopRAT C2 Endpoint

35.198.132[.]51 - IP - SectopRAT C2 Endpoint

35.226.102[.]12 - IP - SectopRAT C2 Endpoint

35.234.79[.]173 - IP - SectopRAT C2 Endpoint

35.234.159[.]213 - IP - SectopRAT C2 Endpoint

35.242.150[.]95 - IP - SectopRAT C2 Endpoint

88.218.170[.]169 - IP - SectopRAT C2 Endpoint

162.55.188[.]246 - IP - SectopRAT C2 Endpoint

167.235.134[.]14 - IP - SectopRAT C2 Endpoint

MITRE ATT&CK Mapping

Model: Compliance / Pastebin

ID: T1537

Tactic: EXFILTRATION

Technique Name: Transfer Data to Cloud Account

Model: Anomalous Connection / Multiple Failed Connections to Rare Endpoint

ID: T1090.002

Sub technique of: T1090

Tactic: COMMAND AND CONTROL

Technique Name: External Proxy

ID: T1095

Tactic: COMMAND AND CONTROL

Technique Name: Non-Application Layer Protocol

ID: T1571

Tactic: COMMAND AND CONTROL

Technique Name: Non-Standard Port

Model: Compromise / Large Number of Suspicious Failed Connections

ID: T1571

Tactic: COMMAND AND CONTROL

Technique Name: Non-Standard Port

ID: T1583.006

Sub technique of: T1583

Tactic: RESOURCE DEVELOPMENT

Technique Name: Web Services

Model: Anomalous Connection / Multiple Connections to New External TCP Port

ID: T1095        

Tactic: COMMAND AND CONTROL    

Technique Name: Non-Application Layer Protocol

ID: T1571

Tactic: COMMAND AND CONTROL    

Technique Name: Non-Standard Port

References

1.     https://www.techtarget.com/searchsecurity/definition/RAT-remote-access-Trojan

2.     https://malpedia.caad.fkie.fraunhofer.de/details/win.sectop_rat

3.     https://threatfox.abuse.ch/browse/malware/win.sectop_rat

Inside the SOC
Darktrace cyber analysts are world-class experts in threat intelligence, threat hunting and incident response, and provide 24/7 SOC support to thousands of Darktrace customers around the globe. Inside the SOC is exclusively authored by these experts, providing analysis of cyber incidents and threat trends, based on real-world experience in the field.
Written by
Justin Torres
Cyber Analyst

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July 7, 2026

Securing AI: Analysis of the Complete Security Stack with Governance and Controls

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Why traditional cybersecurity approaches are not enough for AI

AI adoption outpaces most security programs’ ability to adapt.  That gap is now one of the most consequential sources of cyber risk facing enterprises. As organizations embed generative and agentic AI into development workflows, business operations, and security tooling itself, the question is no longer whether AI will introduce risk. The question is whether organizations understand where that risk actually lives and how to manage it operationally.  

Two recent pieces of guidance underscore this shift:

  1. The upcoming Cybersecurity Framework Profile for AI from NIST
  1. The Five Eyes government guidance on the careful adoption of agentic AI services

Taken together, they point to a critical conclusion. AI security cannot be reduced to model hardening or prompt filtering. It requires a defense in depth strategy that treats AI as both a new attack surface and a force multiplier for defense, while accounting for how AI fundamentally changes scale, speed, and autonomy.  

Recent threat research suggests that today's cyber risk is driven less by initial compromise and more by an adversary's ability to blend into normal operations over time. AI systems create the same exposure in a new form: more autonomy, more scale, and more opportunities for risky behavior to blend into normal operations.

How NIST defines the three core pillars of AI security

The NIST profile organizes AI risk across three inseparable focus areas that span all cybersecurity functions, Secure, Defend and Thwart. These areas are not sequential. They exist simultaneously and must be addressed together.

Secure

This treats AI as an attack surface. It includes models, prompts, agents, pipelines, training and inference data, retrieval augmented generation corpora, and the AI supply chain itself. AI systems are opaque, probabilistic, and non-deterministic by design. Some vulnerabilities are inherent in how models are trained or how data is sourced. Traditional patching does not fully mitigate these risks. This is also where many enterprises are weakest today and, critically, where many security programs stop.  

Defend

This is AI as a defensive force multiplier. AI can improve detection speed, scale, correlation, and response, but only if the right models are used and operationalized correctly. Machine-speed behavior-based detection, response and containment becomes critical in defending non-deterministic systems. Accuracy, explainability, governance, testing, validation, and integration into SOC workflows matter as much as capability. Without those controls, hallucination risk, over automation, and misplaced trust become security risks themselves.  

Thwart

This treats AI as an adversarial accelerant. Threat actors are already using AI to generate targeted social engineering attacks, deepfakes, malware, and autonomous attack agents. Asymmetric warfare is highlighting faster vulnerability discovery and exploitation with a lag on patch development, testing and deployment.  

How this looks in practice

Darktrace researchers observed scaled, automated exploitation of the React2Shell vulnerability within days of disclosure. A vulnerable cloud asset was exploited in under 120 seconds of being deployed. Darktrace research team observed an AI/LLM-generated malware sample used in exploitation activity tied to React2Shell. The significance isn't novelty. It is that AI lowers the barrier to producing usable offensive tooling and compresses the time between experimentation and deployment.  

Tactics are getting more and more creative in order to string together steps of an attack kill chain. This creates a dependency on behavior-based detection, autonomous investigation, autonomous containment, training, resilience investment, and recovery planning across the entire enterprise.

Why agentic AI fundamentally changes enterprise cyber risk

The Five Eyes guidance on agentic AI highlights material changes to the cyber risk profile of an organization. Unlike generative AI systems that produce content for human consumption, agentic AI systems reason, plan, and act autonomously across tools, data, and environments. That autonomy, combined with access to real systems, amplifies the impact of traditional cyber failures and introduces new system level risks that are difficult to predict, observe, and contain.  

Risk in agentic systems does not live in the model alone. It emerges from interactions between models, prompts, memory, tools, APIs, identities, privileges, inter-agent trust relationships, and human assumptions baked into design. Vulnerabilities are often introduced through data, connectors, natural language interfaces, protocols, and drift by design.

In supply-chain incidents, attackers did not need sophisticated exploits to scale impact. They abused trusted systems built for automation and implicit access. Agentic AI inherits that model. Once a system can act across tools, data, and workflows, compromise propagates through trust relationships that were never designed for machine autonomy.

The major agentic AI risk classes include the following:  

  • The identity control for non-human identities or autonomous agents makes it difficult to mitigate over-permissioning, limiting access, scope, and duration, as well as access hygiene
  • Agents are frequently over permissioned
  • Compromised tools inherit agent authority
  • Static secrets enable impersonation
  • Implicit trust between agents enables lateral movement

Design and configuration risks compound this, including privileges evaluated once at startup, poor segmentation, unvetted third party tools, reused authorization decisions outside their original context, and guardrail limitations.  

Behavioral risk  

Agents can optimize for goals in unsafe ways, misinterpret ambiguous intent, chain actions into unintended sequences, change behavior during evaluation, and exhibit deceptive or sycophantic responses.  

Structural risk  

Structural risk follows from agentic systems that are tightly coupled, multicomponent ecosystems. Failures can propagate across agents. Hallucinations cascade downstream. Resource exhaustion becomes systemic. Tool misuse enables indirect prompt injection and command execution. Rogue agents can poison peer agents through trust relationships.  

Accountability

Accountability becomes unclear as autonomy increases. Autonomous agents assume human identity permissions, and humans should have clear ownership of these agents, but they don’t, and this model is flawed. Decision paths are opaque and non-deterministic. Logs are fragmented and difficult to interpret. Reproducing an incident will be impossible without explicit design for observability and forensics. An agent compromise is functionally an insider threat, often with better access and fewer behavioral constraints than a human.  

What does defense in depth look like for AI?

Agentic AI runs on software, networks, identities, and data. It must be governed using the same foundational principles that have proven resilient under uncertainty, including secure by design, defense in depth, zero trust, least privilege, continuous monitoring, behavior-based advanced threat detection and containment, and incident response and recovery.

Core components to a Defense in depth Strategy for Securing the use of AI:

  • Strong, precise identity control plane to include an identity per agent (cryptographic, non‑shared)
    • Privilege monitoring and just‑in‑time access
  • Data Governance
  • Secure‑by‑default configurations
    • Security Posture Management  
    • Zero Trust principles  
  • Strong guardrails, deny‑by‑default policies, and isolation
  • Explicit instruction hierarchies and controlled context
  • Behavioral-based detection across entire enterprise to include inputs, tools, and outputs as well as AI used on the endpoint, across the network, cloud, SaaS, email, and OT
    • Runtime anomaly detection and goal‑drift detection
    • Autonomous containment to mitigate risk and minimize damage
  • Hard boundaries on autonomy and delegation
  • Testing, Evaluation, Validation and Verification  
    • Determine when autonomous action and when human in the loop
    • Adversarial training and agent‑specific testing
    • Simulation, red teaming, and chaos testing
  • Kill‑switches, rollback, and containment mechanisms
    • Forensics data captures, interpretability, autonomous containment, and remediation/recovery plans  

Until standards, tooling, and assurance methods mature, organizations should assume agentic AI systems will behave unexpectedly and design deployments around resilience, behavior-based detection, reversibility, and containment, not efficiency.

How security leaders should prepare for enterprise AI adoption

AI security is not model security alone. Data, pipelines, identities, and agents are first class assets. Many AI attacks succeed through standard cyber failures amplified by AI. Identity, data, and supply chain risk dominate. Behavior-based detection and response are critical, not optional. Logging, provenance, versioning, and forensics data capture of detections are mandatory because you cannot investigate or recover from AI incidents without them.  

Risk will often be visible in behavior before it is clearly defined in policy or guidance. The same pattern has been seen in pre-CVE disclosure detection, where abnormal activity appears before the industry has named or described the vulnerability. AI systems introduce that uncertainty by design.

Security leaders should prioritize controls before AI is fully deployed, avoid generic AI security checklists, integrate AI risk into existing cyber programs, and mitigate the risk of non-deterministic technology with continuous oversight, monitoring, behavior analytics, anomaly detection, autonomous investigation, and autonomous containment.

Visibility has a different connotation with AI. Previously, audit logging worked for software/people, but with Generative AI-based systems, interpretability and explainability is difficult to understand, you cannot "undo" what has been done, or see the logic or control a chain of events. This is why behavioral-based detections and containment becomes critical.  

What capabilities should every AI security program include?

If an organization asked “what must be in place before scaling AI?”:

  1. AI Risk board and approval workflow
  1. IAM + PAM for all AI services and agents
  1. AI asset inventory
  1. Prompt/output DLP with sanctioned AI access – This is not just pre- and post- filters, but behavior-based detections of semantic interface as well as behavior-based analysis of output with associated risk context.  
  1. Shadow AI identification
  1. Secure MLOps – This is an entire paper itself
  1. Runtime guardrails and tool restrictions
    • Including AI Gateway/SASE/Zero trust/
  1. Runtime security with behavior-based detections
    • Complete visibility, monitoring, behavior analytics, anomaly detection, risk/intent/context evaluation of anomalies, autonomous investigation and autonomous containment of all AI assets across endpoint, network, SaaS, SASE, cloud, OT, email, and messaging platforms
  1. Secure data pipelines and data governance
  1. SOC workflow changes from malicious classification workflows to behavior-based detection workflows
  1. Remediation plans for AI-related incidents  

Layered Governance and Security Stack for Securing AI  

The following outline considers governance and security tools that should be considered, well-integrated, deployed, tested, operationalized and embedded within security workflows. These tools and controls map to NIST’s CMF for AI.  

These considerations do not need to be implemented in order. Runtime Detect and Respond will help mitigate risk while Governance, Visibility, and Identity mature.

Category Tooling Controls
Governance & Visibility
  • AI asset inventory / AI CMDB
  • Shadow AI discovery
  • SaaS discovery
  • AI usage on non-endpoint managed systems via network or cloud telemetry
  • MCP server/client usage via protocols
  • Browser telemetry
  • Gateway or SASE telemetry
  • Establish a risk board to set up controls
  • Mandatory registration of AI systems
  • Owner, data classification, intended use, and risk tier
  • Supplier disclosure requirements
  • Risk mitigation plan for AI adoption, innovation, or development
Identity, Access & Agent Control

Non-human autonomous agents should not have the full permissions associated with a human user.

  • IAM with workload identities
  • PAM for AI service accounts
  • Secrets management with short-lived tokens
  • Zero Trust principles
  • Identity, permission, and token hygiene
  • Unique identities per model, agent, and pipeline
  • Least privilege for tools, data, and APIs
  • Explicit approval for autonomous actions
Data Security & Privacy
  • Data classification and labeling
  • Enterprise DLP across endpoint, email, network, cloud, and SaaS
  • Forensics data capture after risky detections
  • Prompt-level DLP through behavior-based semantic analysis with risk and intent context
  • Input/interface analysis for risky data requests
  • Output analysis for sensitive data
  • Data integrity evaluation
  • Retention and redaction policies for prompts and responses
Secure MLOps / LLMOps
  • Secure CI/CD with AI-specific gates
  • Model registries with approval workflows
  • Dependency, container, and artifact scanning
  • SBOM/AIBOM generation
  • IaC security scanning
  • Security posture management
  • Misconfiguration identification
  • Hardening recommendations
  • Signed models and prompts
  • Versioned datasets, configurations, logging, and controls
  • Securing data pipelines
  • Controlled promotion
  • Quality assurance
  • Adversarial testing
Runtime Security

Securing runtime goes beyond guardrails and model firewalls to include behavior-based detections, response, and containment.

  • Detection, monitoring, and SOC integration
  • Centralized visibility into prompts, outputs, and tool calls
  • AI-specific detections
  • Behavior-based detection for AI usage patterns
  • Model drift and behavior monitoring
  • Autonomous containment
  • Behavior-based detection of model inputs and outputs
  • Prompt injection detection
  • Model manipulation, including jailbreaking, poisoning, and related attacks
  • Sensitive data access attempts
  • Behavior-based detection across low-code agents, high-code agents, MCP clients and servers, endpoint, network, cloud, email, SaaS, SASE, IoT, and OT
  • Policy enforcement between users, models, tools, agents, SaaS models/tools, and MCP servers/clients
  • Risk, intent, and context evaluation for detections and response actions
Response & Recovery
  • Autonomous containment
  • AI-assisted playbooks
  • Forensics data capture for AI-related events
  • Model rollback mechanisms
  • Backup and restore for models and datasets
  • Kill switch for agents
  • Autonomous response to agents performing risky behaviors
  • Model and dataset rollback
  • Remediation plans
  • Tabletop exercises
  • Supplier coordination plans
  • Post-incident AI performance validation

AI security requires continuous visibility and behavioral detection

AI changes how fast systems move, how decisions are made, and how risk propagates. It does not change the fundamentals of security. Organizations that succeed will be the ones that apply those fundamentals rigorously, assume failure, and build systems that can detect, contain, and recover when AI behaves in ways they did not anticipate. Security is not what AI is allowed to do. It is whether the organization can understand, trust, and control what AI actually does in practice.  

Take this guidance to understand different initiatives that organizations should be considering. Securing AI is the most critical component to AI safety. As organizations invest more in AI adoption, they should be investing in security in order to mitigate the risk of AI adoption. Organizations should be evaluating their governance and security stack to include well-integrated tools that are deployed, tested, operationalized and embedded within security workflows. While organizations mature in governance, visibility and identity access management, they should be investing in behavior-based detection and autonomous containment to mitigate AI risk.  

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About the author
Nicole Carignan
SVP, Security & AI Strategy, Field CISO

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July 6, 2026

NIST Just Proved It: AI Security Can’t Be Solved With Rules

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Static AI guardrails are inherently limited

As organizations adopt generative AI, many still assume that the right set of guardrails will be enough. The problem is you can’t anticipate every way these systems might be misused, abused or attacked. What NIST has done is put a mathematical foundation under that intuition.

In recent research building on Gödel’s incompleteness theorems, which showed that any system built on a fixed set of rules will always have gaps, NIST demonstrates that there is no finite set of guardrails that can be universally robust against adversarial prompts. In plain terms, if your defense is based on a fixed set of rules, there will always be inputs that bypass them. Not because the rules are badly written, but because the problem space is bigger than static rules can ever cover.

This is not new in cybersecurity - detection rules have always had to live with this trade-off. What is different with GenAI is the scale and shape of that problem. These systems are built on human language, and human language is not bounded. It is fluid, contextual and deliberately ambiguous. The number of ways intent can be hidden is effectively limitless. You are not defending against a defined protocol or a fixed exploit chain. You are defending against the entire expressive capacity of people.

So attempting to create a complete set of rules is the wrong starting point. It assumes the problem can be deterministically described. NIST’s work shows that it cannot. Organizations still need a way to manage AI risk, but the traditional approach of defining allowed and disallowed patterns is always going to lag behind what is actually happening. The same input can be benign in one context and risky in another, and static rules struggle to capture that distinction.

The question then is what fills that gap?

AI security must shift from rules to behavior

What's required is a shift in what you are trying to understand. Rules try to describe what should and shouldn't happen. Behavior shows you what is happening. Or to put it another way, if inputs are unbounded and adversaries adapt, the only stable signal is behavior.

In a GenAI context, that means analyzing how an AI model is being used, how prompts evolve over time, how outputs are shaped, and where AI agent interactions start to drift from what is expected. It means moving from static definitions of bad to a more dynamic understanding of intent.

Instead of trying to predict every bad prompt, you focus on identifying when behavior starts to move outside expected norms. Instead of asking whether a single input matches a rule, you ask whether the overall pattern of activity makes sense for the system and how it’s being used.

Guardrails remain important but they are only one layer

This does not eliminate the need for guardrails. They still play a role. But they will never address the entire problem space and are simply one part of your defense in depth approach.

NIST’s proof is useful because it makes this explicit. It removes the assumption that with enough effort, a complete rule set is achievable. It isn’t.

Once you accept that, the shift becomes unavoidable. This is no longer a problem of writing better rules, but of understanding behavior in a space where the possible inputs are effectively unbounded.

For security leaders, that changes the nature of the problem. It is less about defining what should be allowed, and more about recognizing when something is no longer consistent with expected behavior.

That does not remove the need for guardrails, but it does change their role. They set boundaries, but they do not define understanding. The gap between the two is where risk now sits.

In the end, this is what “can’t be solved with rules” really means. Rules will always leave gaps, and those gaps are not theoretical. They show up in how systems actually behave Not what we expect them to do, or what we intended them to do, but what they are doing in practice. That is where the signal is, and increasingly, that is where the security problem sits.

References:

https://www.nist.gov/news-events/news/2026/06/nist-mathematical-proof-supports-transition-continuous-monitor-and-update

https://ieeexplore.ieee.org/document/11475847

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About the author
Andrew Hollister
Principal Solutions Engineer, Cyber Technician
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