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March 12, 2023

Compliance Breach Mitigation

Uncover the significance of compliance in preventing cyber threats and learn strategies for effective breach mitigation in your organization.
Inside the SOC
Darktrace cyber analysts are world-class experts in threat intelligence, threat hunting and incident response, and provide 24/7 SOC support to thousands of Darktrace customers around the globe. Inside the SOC is exclusively authored by these experts, providing analysis of cyber incidents and threat trends, based on real-world experience in the field.
Written by
Rachel Resnekov
Cyber Analyst
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12
Mar 2023

Compliance is often an afterthought for security teams responding to cyber security incidents, with many organizations seeing compliance issues as “rule breaking employees” rather than legitimate threats to their network. However, even seemingly innocuous compliance breaches can significantly damage a company’s finances and reputation if not properly addressed.

Adhering to cyber security standards and regulatory requirements is essential, but can often result in “tick box compliance” wherein meeting standards does not result in a reduction of non-compliant activity, lacking tangible impact for many organizations. Protecting data is of paramount importance, especially given the implementation of numerous data protection laws concerned with protecting sensitive data, such as Personally Identifiable Information (PII), financial information, and Protected Health Information (PHI). However, many compliance breaches which do not result in data loss go unadressed, inevitably leading to vulnerabilities within the network that are advantageous to threat actors. Darktrace detects compliance issues in real time and escalates them accordingly, using a dedicated compliance model stack. It highlights incidents of concern, from insecure password storage to device updates, ensuring that users adhere to company standards.

Finding ways to prioritize and quickly triage through these compliance issues, rather than focusing on log auditing or more manually intensive processes, can result in immense gains for security teams.  

Darktrace Coverage of Compliance Breaches   

Incident: Outgoing Operational Technology Connection 

Compliance issues in Operational Technology (OT) are difficult to detect using traditional security measures. The OT space faces unique challenges, such as legacy systems, limited visibility, and convergence between OT and Information Technology (IT). Darktrace’s compliance stack includes an OT-specific subset, allowing users to quickly identify and remediate issues as they arise.

In early 2022, Darktrace observed a compliance incident on the network of a customer based in the energy sector when an individual inserted a mobile phone SIM card into the Human-Machine Interface (HMI) of an Industrial Control System (ICS). The HMI proceeded to access several non-compliant external endpoints, including Facebook. Typically IT and OT networks should be air-gapped to keep critical industrial infrastructure protected and operational.

In this case, Darktrace DETECT triggered a compliance model breach (ICS:: OT Compliance External Connection) and the customer was quickly able mitigate the issue before any meaningful harm could be done to the network.

Incident: Personal Email Use in Corporate Setting

The email space contains a litany of compliance standards and is one of the most common places where security standards are breached, with research demonstrating that “91% of all cyber attacks start with a phishing email.”[1]

In late October 2022, Darktrace/Email identified an email from the recipient’s personal address containing a suspicious link. As the user regularly sent emails between their corporate and personal addresses, this freemail address was a known correspondent. However, this personal email address had been compromised and sent a phishing email to the user’s corporate address. Darktrace/Email immediately identified the suspicious link and alerted the customer, recommending that their security team lock the link. Unfortunately, the customer did not have autonomous response actions for Email enabled, so the recipient was able to open the link and input their corporate credentials on the phishing page. 

Not only is Darktrace/Email able to assess and mitigate threats from personal email addresses, it can also identify suspicious links inside these emails that may have evaded traditional security measures by using a known correspondence. By enabling autonomous response actions, Darktrace/Email is able to follow this up by instantaneously locking such links, ensuring they cannot be opened and preventing the account from being compromised.

Incident: Multi-Factor Authentication for SaaS Accounts

A desire for increased efficiency and cost-effectiveness are two of the reasons underpinning the widespread adoption of cloud-based Software-as-a-Service (SaaS) solutions. However, third-party SaaS environments are not always held to the same compliance standards as traditional on-premisis network infrastructure.

Multi-factor Authentication (MFA) in SaaS environments requires users to prove their identity in at least two ways before granting them access to applications. This significantly reduces the risk of compromise,  but it is not a silver-bullet to prevent account compromise and is still not universally adopted as a baseline security practice.

In October 2022, Darktrace observed an unusual login from a rare IP address on the SaaS account of a customer that did not have MFA employed. Following this initial access, the actor created a new rule and sent emails containing suspicious links to several internal recipients. Further investigation revealed that the link directed to a fake Office365 login portal intended to harvest user credentials. Darktrace/Email and RESPOND for Apps worked in tandem to instantaneously detect this suspicious activity and force the user to log out, while alerting the customer’s security team to the incident.  As a security practice, MFA provides an additional but not guaranteed means of protecting companies from internal theft, data loss, and external access from malicious actors, but its effectiveness is contingent on its roll out across a company. Darktrace DETECT and RESPOND provide an autonomous early warning system and additional layer of security to quickly isolate and contain compromised accounts even in the absence of MFA.

Conclusion

Compliance standards are the building blocks for the cyber hygiene of any organization, but in the current cyber security landscape simply adhering to standards is not enough to close gaps from non-compliant behavior. Following up compliance standard obedience supported by additional measures and technology to tackle compliance breaches significantly reduces the risk of compromise and data breaches, in addition to financial and reputational damage. Ensuring compliance issues are not disregarded as background noise by security teams will help to ensure that minor breaches do not escalate and become legitimate threats.

Darktrace’s suite of products provides an additional layer of detection and autonomous response, alerting customers to ongoing compliance issues and preventing them from causing genuine harm or compromise to the network.

Credit to: Rachel Resznekov, Cyber Security Analyst, Roberto Romeu, Senior SOC Analyst 

Appendices

External Sources: 

hxxps[:]//www[.]comptia[.]org/content/articles/what-is-cybersecurity-compliance#\

hxxps[:]//darkcubed[.]com/compliance

hxxps[:]//www[.]zeguro[.]com/blog/cybersecurity-compliance-101

hxxps[:]//www[.]itgovernanceusa[.]com/cybersecurity-standards

hxxps[:]//www[.]linkedin[.]com/pulse/dangers-using-personal-email-work-partners-plus

hxxps[:]//www[.]metacompliance[.]com/lp/ultimate-guide-phishing

[1] hxxps[:]//www[.]metacompliance[.]com/lp/ultimate-guide-phishing

Inside the SOC
Darktrace cyber analysts are world-class experts in threat intelligence, threat hunting and incident response, and provide 24/7 SOC support to thousands of Darktrace customers around the globe. Inside the SOC is exclusively authored by these experts, providing analysis of cyber incidents and threat trends, based on real-world experience in the field.
Written by
Rachel Resnekov
Cyber Analyst

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June 3, 2026

Stopping Stealth Attacks with Precision: How Núclea Prevented a Breach Without Disruption

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Núclea is a Brazilian data and technology company that supports the country’s financial system by delivering digital services exclusively to banks and financial institutions. Operating in an environment where trust, availability, and data integrity are critical, the company faces a threat landscape that has evolved rapidly—particularly with the rise of AI-driven cyberattacks.

Brazil has experienced a wave of successful cyber incidents targeting financial institutions, many of them enabled by insiders or compromised credentials. The result was a noticeable shift in attacker strategy: instead of focusing on end customers, threat actors began targeting the institutions and platforms that underpin the financial ecosystem itself.

“Attacks became far more directed and contextual,” explains Guilherme, who leads incident response within Núclea’s security platform engineering team. “They weren’t noisy or obviously malicious—they were precise, patient, and designed to blend into normal operations.”

That precision was on full display in January 2026, when Núclea faced one of the most convincing phishing attacks the team had seen.

A real attack, built on trust and context

The attack began with a seemingly routine email.

It was sent from a real Brazilian government institution, using legitimate infrastructure and valid credentials that were later confirmed to have been compromised. Núclea had an established, ongoing relationship with this organization, and the email’s language, tone, and subject matter aligned perfectly with the type of communication the recipient team handled every day.

Attached to the email was a PDF document containing content that looked entirely legitimate.

The problem? A single URL embedded inside that PDF.

“The message itself was correct. The sender was real. The context was familiar. Even the document content made sense,” Guilherme explains. “There was just one small element that didn’t belong.”

That small detail was enough to initiate a full attack chain.

What the attackers were trying to do

If clicked, the URL would have downloaded a malicious payload designed to:

  • Collect information about the user and device
  • Identify where the system was located within the financial ecosystem
  • Install remote access tools to maintain control
  • Deploy an infostealer to extract sensitive data
  • Execute anti-forensic scripts to erase traces of the intrusion

In other words, it was a carefully engineered operation designed for persistence and stealth, not immediate disruption.

The attack also employed urgency—a classic social engineering technique. When the link didn’t open as expected, employees requested assistance from the security team, insisting the document was important and needed to be accessed quickly.

This is precisely the kind of scenario where traditional security tools struggle: almost everything about the interaction is legitimate.

Where Darktrace made the difference

Instead of blocking the entire message or relying on known indicators of compromise, Darktrace focused on behavioral context.

Darktrace recognized:

  • That the sending organization was normally trusted
  • That the communication pattern matched historical behavior
  • That the PDF content itself was not suspicious

But it also identified that the URL embedded within the document deviated from established behavioral patterns.

Rather than disrupting business operations, Darktrace took precise action: it rewrote the URL, preventing the malicious download while leaving the rest of the email untouched.

“When we analyzed it afterward, it became clear how dangerous the attack would have been,” says Guilherme. “But it never progressed—because Darktrace acted at exactly the right point.”

Subsequent forensic analysis confirmed the payload’s malicious intent. The attack never succeeded.

Precision over disruption

For Núclea, this incident reinforced a critical lesson: modern attacks don’t always look malicious—they hide within normal activity.

“What stands out to me is the precision,” Guilherme says. “Darktrace doesn’t rely on big, obvious signals. It’s effective in situations that fall outside the standard patterns we all know.”

Building resilience in a high trust ecosystem

For Núclea, cybersecurity is not just a defensive measure—it’s a business enabler.

Availability failures or successful breaches in the financial ecosystem can have immediate, large-scale consequences, from financial loss to reputational damage. Preventing those outcomes protects not just Núclea, but its partners and customers as well.

“Cyber resilience means keeping the business running—even under attack,” Guilherme explains. “And that requires people, processes, and technology working together.”

As AI continues to accelerate both attacks and defenses, the role of security is evolving. Precision, behavioral understanding, and intelligent automation are no longer optional—they’re essential.

“The easy days were yesterday,” Guilherme says. “The challenges ahead are bigger. We need to be prepared—internally and with partners that help us build resilience.”

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June 2, 2026

効率化の裏にあるリスク:AI導入が製造現場にもたらす見えない脆弱性

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AIエージェントが製造業に与える影響

製造業界のセキュリティチームやIT担当者は、生産を守り、稼働時間を維持し、重要資産を保護するという絶え間ないプレッシャー下にあります。そしてAIは非常に大きなチャンスとともに、新たなサイバーリスクももたらしています。製造業全体で、AIはワークフローや意思決定に組み込まれつつあり、自律型AIエージェントが従業員やシステムに代わって行動する場面が増えています。

エージェント型システムは独立して行動できるため強力ですが、その同じ自律性がサイバーリスク、運用上のリスクも生み出します。エージェントは広範な権限を持ち、複雑なタスクの実行、意思決定、ツールや外部システムとのやり取りを、ほとんどまたは全く人間の介入なしに行うことができます。

あらかじめ定義されたタスクを実行する従来のAIモデルとは異なり、AIエージェントは高度なテクニックを使用して人間の意思決定プロセスを模倣することにより、新たな課題に動的に適応し、また自らの判断に基づいて意思決定し、アクションを実行します。彼らは業務の上では従業員のように見えますが、人間が持つ判断力、倫理観、または行動の結果に対する恐れが欠けています。これは、サイバー犯罪者によって簡単に操られる可能性があることを意味しており、OTネットワーク全体に埋め込まれたAIエージェントは、データ漏洩をはるかに超える脅威を生み出します。たとえば、BMWでは、AI は溶接プロセスのエラーの発生を識別するのに使われています。同社のスパータンバーグ(米サウスカロライナ州)の工場では、すべてのSUVフレーム上の300-400個のスタッドの溶接をAIが監視し、スタッドの配置間違いや欠陥を検知し直ちに修正します。このAIシステムが破損すれば壊滅的な品質管理問題につながる恐れがあります。

製造全体にエージェント型AIシステムを導入することについて多くのセキュリティチームはさまざまな懸念を示しています。ダークトレースの行ったAIサイバーセキュリティの現状調査では、製造業のセキュリティプロフェッショナルの78%が従業員によるAIエージェントの利用に懸念を抱いており、これは彼らの最も大きな危惧でした。それに続く問題点が従業員によるCopilotやChatGPT等の生成AIツールの使用であり、製造業のセキュリティプロフェッショナルの76%が懸念を抱いていました。これらのツールがますます多くのビジネスデータやプロセスにアクセスし、組織内でより多くの自律性を持つようになるにつれ、エージェントのアクティビティがほとんど可視化されていない現在、セキュリティチームにおいては機密データの露出(60%)や偶発的なポリシーおよび規制違反(59%)への懸念が高まっています。

外部からのAIによる脅威も急激に進化

製造業を変革しているのと同じAIの能力が、サイバー攻撃の形も変貌させています。

AIにより攻撃者は偵察を自動化し、標的をより高度に絞り込み、リアルタイムで適応できるようになっています。かつては人手による作業と時間を要していたことが、今では継続的かつ大規模に実行できるようになりました。そして、製造業はすでにその影響を実感しています。当社が調査した製造業のセキュリティプロフェッショナルの76%は、すでにAIを活用した脅威の影響を受けており、90%がAIによってソーシャルエンジニアリング攻撃の成功率が高まっていると回答しています。

また、攻撃のテクニック自体も進化しています。製造業界全体で、AIを利用した攻撃の経路の多様化に対する懸念が高まっています。特にリアルタイムで進化する適応型マルウェアについて、調査対象の製造業のセキュリティプロフェッショナルの半数近く(49%)が懸念しており、これは全産業の平均よりも9%高い数値です。AIを使った適応型マルウェアに続くその他の懸念には次が含まれます:

  • 自動化された脆弱性スキャンとエクスプロイトチェイニング(48%):Anthropicの新しいMythos AIモデルにより脆弱性探索が深刻化する中で、この問題は一層差し迫ったものとなっています。
  • 超パーソナライズされたフィッシングキャンペーン(46%):フィッシングは依然としてハッカーの主力兵器の1つであり、AIによってフィッシングメールはより説得力が高く検知困難なものとなり、その効果は増幅されました。

これは単に攻撃の量の増加だけでなく、攻撃の展開につれて静的な防御が対応できるよりも速く進化する脅威への変化なのです。

こうした認識が高まっているにもかかわらず、製造業の多くはまだこの変化に対応する準備ができていません。半数以上(51%)がAI駆動の脅威への準備が十分にできていないと回答し、AIの導入を管理する正式なポリシーを持っている組織はわずか37%でした。  

可視性、コンテキスト、およびガードレールを通じてAIのセキュリティを確保

これらの問題に対処するためにAIイノベーションを遅らせる必要はありません。それには、AIと同じスピードと規模で動作できる、これまでとは異なるアプローチのセキュリティが必要です。具体的には、製造業がAIの力を活用する上で、次の3つの優先課題が浮上しています。

可視性はすべての土台  

AIがどこで使用されているか、何にアクセスできるか、そしてITおよびOT環境にわたってどのように動作するかを理解する必要があります。それがなければ、リスクを測定したり管理したりすることはできません。ダークトレースの調査において、製造業のセキュリティプロフェッショナルの91%が、AIを信頼する前に、それがどのように意思決定を行うかを理解する必要があると回答したのは当然のことです。OT環境においてこのことはさらに重要です。稼働の中断は安全や環境、財務、および評判に大きな影響を及ぼすからです。

可視性をアクションにつなげるにはコンテキストが必要  

AIによって形作られる環境において、正常とされる挙動は絶えず変化します。つまり、脅威を検知するにはビヘイビアベースのアプローチが必要なのです。組織全体で生活パターンを理解し、わずかな逸脱をリアルタイムに検知すること- これは従来のセキュリティとリスク管理に対するアプローチからの根本的な変化です。

エージェントからの露出を防ぐガードレール  

AIシステムがより大きな責任を担うようになるなかで、組織はAIが何をできるか、そしていつ独立して行動できるかについて、明確な境界を設ける必要があります。これらのコントロールは何かがあってから適用されるのではなく、システム自体に組み込んでおかなければなりません。  

製造業のITおよびOT環境におけるAIエージェントのセキュリティ

エージェント型AIの出現は製造業を変革し、次世代のオペレーションを支える一方で、脅威ランドスケープも一変させています。これは単なる脅威の増加ではなく、自律型システムへの移行、挙動の絶え間ない変化、そしてマシンスピードで進行するリスクです。AIを活用しつつリスクを管理するという課題に取り組む組織にとって、可視性、コンテキスト、ガードレールはセキュリティの基盤となります。

Darktraceはこの基盤を実現することにより、製造業の安全なAIアプローチ構築を支援します。ITおよびOT環境全体を可視化し、異常なアクティビティに対するリアルタイムの検知および対応を提供することにより、従業員が使用するプロンプトや構築するエージェントから、それらのエージェントの環境全体での動作に至るまで、AIアクティビティの理解を可能にします。これにより、AIの導入を拡大する製造業はコントロールを犠牲にすることなくイノベーションの基盤を構築することができます。

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About the author
Dr. Oakley Cox-Robinson
Senior Director of Product
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